monitoring is required, and the preparation and review of the plan must be reported to the Board of Directors or the committee that is responsible for the task. 2. The recovery plan must be submitted to the
Information on registered capital/paid-up capital of asset management companies Information on unitholders (MPF7000) Unitholders Public task basis Information on consideration of complaints and compliance with
Assurance Disclosure Report Structure GRI : Global Reporting Initiative UNGC : United Nations Global Compact IIRC : International Integrated Reporting Council TCFD : Task Force on Climate-related Financial
continue to provide the critical functions in such event of disruption. Clause 9. A securities company shall carry out the followings task at least once each year: (1) Testing and reviewing of the business
the followings task at least once each year: (1) Testing and reviewing of the business continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation
followings task at least once each year: (1) Testing and reviewing of the business continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation report by
สมาชิกเข้าร่วมลงนามระดับพหุภาคีเพื่อจะสามารถขอข้อมูลระหว่างกันได้สะดวก นอกจากนี้ ก.ล.ต. ได้ส่งผู้แทนเข้าร่วมใน Implementation Task Force ของ IOSCO เพื่อร่วมในการกำหนดมาตรฐานต่าง ๆ เกี่ยวกับการกำกับดูแล
Investment Scheme for non-retail investors (NRI CIS) ASEAN Collective Investment scheme for retail investors (retail ASEAN CIS) Asia Region Funds Passport (ARFP) Foreign ETF Name of CIS operator: Tel/Fax
Summary of Rules on Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People’s Republic of China and Thailand (HK-TH MRF) 1. Offerings for sale of Hong Kong Covered
the same period of previous year of 0.77 Million Baht, accounting for 5.78% as the project of CNG lorry truck inspection and increased number of inspection service in eastern region as the service