, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of products and services in line with international standards. Also, the
สินทรัพย์ดิจิทัล https://publish.sec.or.th/nrs/9646p.docx translate-spv.docx incurred in the actual handling of the matters shall be taken into consideration without the principal intention being to generate
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
approval. 5 A full course must have been taken for not more than 2 years as of the application date; a refresher course must be taken consecutively to the previous one at least once every 2 calendar years of
subsquently strengthen market credibility, balanced market ecosystem, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of
the expiration date of the previous approval. 8 A full course must have been taken for not more than 2 years as of the application date; a refresher course must be taken consecutively to the previous
Application must be submitted within 5 years as from the expiration date of the previous approval. 7 A full course must have been taken for not more than 2 years as of the application date; a refresher course
impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional provisions, digital asset business operators who had provided custody of clients’ assets
come into force starting from 1 January 2022 onwards. In considering these amendments, SEC has taken into account opinions received from business operators and related parties during the public hearing
within three business days and about action plans to be taken at the discretion of the mutual fund management company in the best interest of the unitholders. The remedial measures should be performed and