supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non https
%B8%B1%E0%B8%9E%... E_1 Legal_FA_2015_12_29-c supporting escrow agency businesses, while the method for deposit certification/deposit notification has been amended to accommodate electronic channels. 4
- SEC_STN 19_50_ENG_final.doc Exchange Commission together with supporting documents and evidences in accordance with the format and procedures provided by the Office of the Securities and Exchange Commission
and wider use of financial innovations of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access
. 2561 (2018 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201808/18080266.pdf E_1 Legal_FA_2015_12_29-c supporting escrow agency businesses, while the method for deposit certification
initiatives Catalyze social investment towards supporting impact innovations. Consultation in launching impact funds, crowd funding campaigns, social/conservation finance innovations IMM tool - Impact Flow
" บรรยายโดยคุณไพบูลย์ ดำรงวารี สำนักงาน ก.ล.ต. ภายใต้งาน Live SE Night ซึ่งจัดโดย SE Thailand (วันที่ 21 ม.ค. 64) เสวนาหัวข้อ “Brainstorming the way forward in using innovative finance in supporting SEs
analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons, and
, and we look forward to supporting continued progress in responsible investment in Thailand and beyond.”Ms. Monica Bae, Director of Investor Practice, AIGCC, added: “We are delighted to have our second