e-service Online Submission See canceled document Derivatives Dealer >> Registered Companies Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
/ Registration • Brokerage о Securities Brokerage о Derivatives Agent о Guidelineon the commencement for operation of securities / derivatives business • Dealer о
beneficial to customers’ business operations. For card accepting merchant business, KBank developed the K PLUS Shop application on a continual basis in alignment with the government’s National e-Payment Master
Capacity (MW) 226.8 Location New South Wales, Australia Ownership 100% PPA PPA/ Merchant COD 1 st Quarter of 2021 Progress 66.00% Management Discussion and Analysis For the Three-month and Six-month Periods
สัญญานั้น เว้นแต่กรณีที่บริษัทหลักทรัพย์เป็นผู้ดูแลสภาพคล่อง (market maker) หรือผู้ค้าหลักทรัพย์ (dealer) และกรณีที่บริษัทเป็นทั้งนายหน้าซื้อขายหลักทรัพย์และ ผู้ค้าหลักทรัพย์นั้น บริษัทต้องแจ้งให้ผู้ลงทุน
approved ICO portal must show readiness of the overall work systems within 180 days from the date of approval. The deadline for the first-year operating fee is also amended to be paid before the first date
. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue
. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue