US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the
. Pattanapong acquired shares of ASCON resulting in the aggregate number of shares held by him and six other persons exceeded trigger point at 25 percent of the total voting rights of ASCON. SEC Act S.247
Bangkok, September 2, 2016 ? The SEC Board Meeting No. 9/2016 today resolved to re-appoint three persons to the Stock Exchange of Thailand (SET) Board of Governors for a second term, as follows: (1
asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management
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Data Resources Asia Co., Ltd. Between July 2004 and 17 December 2004, Data Resources Asia Co., Ltd. with other alleged persons operated securities brokerage business, soliciting foreign clients to
Mr. Robert Edward Jowett Between July 2004 and 17 December 2004, Mr. Robert Edward Jowett with other alleged persons operated securities brokerage business, soliciting foreign clients to invest in
company assets or obtain unlawful gains for himself or other persons, causing damage to CIRKIT. The public prosecutor issued a prosecution order; however, attempt to arrest the accused failed and the
permit another to produce fraud documents and prepare incorrect financial statements to deceive other persons. the public prosecutor issued a prosecution order; however, attempt to arrest the accused
unlawful gains for himself or other persons, causing damage to CIRKIT. the public prosecutor issued a prosecution order; however, attempt to arrest the accused failed and the statute of limitations ran out