may arise from such investment policy; (3) details on the management fee that the management company will receive for managing the private fund and mutual fund or trust. Clause 14 3 In seeking the

imposed by the State or an authorized agency in supervising derivatives trading. O yes (please specify in detail) O no 2.4 Please summarize the rules which the State or an authorized derivatives supervision

conducting derivatives business as a derivatives dealer imposed by the State or an authorized agency in supervising derivatives trading. O yes (please specify in detail) O no 2.4 Please summarize the rules

all committee members shall not be executives, staff members, or employees of the derivatives clearing house or its affiliate; (4) set up a unit for managing risks according to policies concerning risks

another subsidiary namely Halcyon Tools and Engineering Co., Ltd. as a distributor in the Eastern region. The new subsidiary has part of its customers transferred from existing Company’s customer base as

Ref. HF 0114 / 2562 August 5th, 2019 Subject : Disclosure of Connected Transaction. Attn : Managing Director of the Stock Exchange of Thailand. According to the resolution of the Board of Director

Ref. HF 0114 / 2562 August 5th, 2019 Subject : Disclosure of Connected Transaction. (Edit) Attn : Managing Director of the Stock Exchange of Thailand. According to the resolution of the Board of

Ref. HF 0114 / 2562 August 5th, 2019 Subject : Disclosure of Connected Transaction. (Edit 2) Attn : Managing Director of the Stock Exchange of Thailand. According to the resolution of the Board of

growth in sales for Halcyon Tools and Engineering Co., Ltd. (HENG), our new subsidiary distributor in the Eastern Region established in Q4/2017. HENG had a total revenue of THB 39.70 million in 2017, and

mutual funds’ assets; (f) Systems for preventing conflicts of interest, and for safekeeping of confidential information of mutual funds; (g) Systems for supervising the valuation of mutual funds’ invested