of the Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office of the Securities
Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office of the Securities and Exchange
Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which
annual transaction levy. Notifying Report on Establishment of On-shore Branch Office (Form 92-2/18-2) Notifying Report on Establishment of Off-shore Branch Office (Form 92-3/18-3) (Notification No
institutional or ultra-high net worth investors in accordance with the Notification of the Capital Market Supervisory Board Re: Rules, Conditions and Procedures for Establishment and Management of Mutual Funds
securities business, having obtained an approval to establish and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of
Effectiveness The chair is responsible for leadership of the board and ensuring its effectiveness. The chair should ensure a culture of openness and constructive debate that allows a range of views to be
Investment Schemes (ASEAN CIS) for retail investors in Thailand, widening the range of investment product choices. Creation of Baht-denominated bonds for a Laos public company, mobilizing up to 6,500 million
ASEAN funds and allow fund managers to offer a broader range of fund products to investors in the region. The key enhancements to the Framework will:(a) enable a wider range of fund managers to