services.On entering the agreement, Ms. Ruenvadee SUWANMONGKOL, Secretary-General of SEC Thailand, stated that: “The SEC Thailand believes that this Memorandum of Understanding will provide a remarkable basis

initiative demonstrates the collaborative efforts between Thailand and Singapore to improve the inter-connectivity between our two markets and provide investors access to a wider range of investment

capital market as a significant vehicle in driving the country's infrastructure development as it could provide opportunities for state and private entities to use income-generating projects to raise fund

Bangkok, November 25, 2009 ? The SEC is inviting the public to comment on the proposed revision to the rules governing information disclosure of mutual funds. To provide investors with more concise

products (except for hedging purpose), multi-class unit trusts, complex return payment nor dissolution of fund before maturity. In applying for auto approval, asset management firms are required to provide a

along with the fund?s risk spectrum. Moreover, the unit sellers will have to provide investment advice suitable for their customers? risk profiles.To prevent mutual and retail private funds from

), which was created by CFA Institute. The GIPS Standards include ethical principles that provide investment firms with guidance on calculation and reporting their investment results to prospective clients

management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment

in the latest four consecutive quarters.  The Stock Exchange of Thailand (SET) will provide calculation and announcement lists of qualified securities at the end of each quarter.Moreover, the approval

offering digital asset advisory service and/or acting as digital asset fund manager to provide alternative investment choices for investors, but also support careful monitoring of persons giving advisory