operator must appoint licensed securities broker as selling agent and (4) selling agent must comply with specified criteria including distribution of offering circular (fact sheet) prepared in Thai. The

report. Listed firms will accordingly be beneficial if putting emphasis on information disclosure in support of the assessment. The SEC encourages Thai listed firms to be well prepared in order to be

firms must be well-prepared for all dimensions of business risk associated with changes which affect stability of the companies and the capital market.? said Vorapol.

knowledge in investment products among investors while urged intermediaries to be well-prepared.  AIs will have more investment choices in more complicated and risky investment products denominated foreign

projects must be prepared and explored with a view to assessing the project?s commercial viability to create proper returns for investors. In this connection, interested authorities are welcomed to discuss

on issues of related party transactions and separation of businesses among the applicant and group of parent company which have effect on shareholder rights.  Besides, {X1} Company had jointly prepared

reliable financial reports are prepared by responsible parties will benefit investors a great deal,? Mr. Prakid added.

}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving

Bangkok, November 14, 2014 ? The SEC revised the criteria for Turnover List preparation to better reflect current market environment. On December 4, 2014, the first Turnover List prepared under the

regarding units of foreign collective investment scheme which was prepared and distributed in the home regulator’s jurisdiction. In this regard, such information shall be kept at the office or on the website