principle, the regulations on the issuance and offer for sale of insurance capital bond are in line with the regulations on the issuance and offering for sale of subordinated instruments to be used as
obstacles to living or occupations will be abolished or revised to lessen burden on people. By doing so, methods used must be done with speed, transparency, low costs with participation of all related
abolished or revised to lessen burden on people. By doing so, methods used must be done with speed, transparency, low costs with participation from all related parties.
beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
obtained information will be used for making appropriate revision to relevant rules and regulations.Recently, the SEC has also met with listed company secretaries to hear their concerns and provide
used to invest, based on market price, at least every business. This is to ensure that securities company or derivatives broker will be able to return client?s assets in full after withdrawing deposit or
not be able to make informed investment decisions. The SEC is therefore seeking public comments on the proposed regulations for the disclosure standards of SRI Fund which will be used in the
settled, which were actually not. Napasanan used the transferred money to settle transactions made by other clients instead. In addition, it was found that changes were made to the photocopies of her