payments on other clients' credit cards.The SEC has therefore revoked the approval of the eight securities investment consultants for the following different periods accordingly: (1) - (6) offenders for 10
civil sanctions in (b), as imposed by the CSC, will commence when the offenders sign a letter of consent, agreeing to comply with the civil sanctions or when the periods of prohibiting the holding of
capital market. Going forward, the SEC also focuses on building a sustainable capital market for Thailand.___________________________Remark: * The effective periods may change as specified by the SET.
system following the Office of the Securities and Exchange Commission’s rule on the electronic data interchange. Clause 6 This Notification shall apply to financial statements with accounting periods
and sample of this study was comprised of all listed companies that S&P Global ESG score has made available within the IMT-GT. The periods of study were 2013-2020 11 Population and sample: 12 ROA = β0
specific time periods: 4.1 An activity report on wealth advisory services (annually) Further to the initial report attached to the application filed for SEC approval, an update of the information is
specific time periods: 4.1 An activity report on wealth advisory services (annually) Further to the initial report attached to the application filed for SEC approval, an update of the information is
Quarter Variance Quarter Variance For 9-month periods Variance 3/2020 2/2020 (%QoQ) 3/2019 (%YoY) 2020 2019 (%YoY) Interest income 1,889.6 1,954.1 (3.3) 2,161.9 (12.6) 5,988.3 6,517.2 (8.1) Interest
acceptance and continuance of client relationships from prior inspection cycles. However, some findings still emerged, particularly regarding the gathering of information in performing risk assessment, as
the auditors have to discuss key audit matters in their audit reports. This new auditor’s report will be effective for audits of financial statements for periods ending on or after December 31, 2016. 02