worth investors, provide an organized market, anddesignate at least one market maker. For the market maker or the high networth investors trading, the mutual fund management company may accept
worth investors, provide an organized market, anddesignate at least one market maker. For the market maker or the high networth investors trading, the mutual fund management company may accept
association with any registered public accounting firm; (C) temporary or permanent limitation on the activities, functions, or operations of such firm or person (other than in connection with required
is no limitation of reimbursement. So this item is shown as Cash and cash equivalent. Trade and other receivables increased by 389.7 MB, representing an increase of 29.3% since during Q1-2017 the
period within 3 months and there is no limitation of reimbursement. So this item is shown as Cash and cash equivalent. Trade and other receivables increased by 625.7 MB, representing an increase of 47.0
– Trading Securities decrease in Q4-2016 representing a decrease of 25.2 MB or 100% because all securities the Company invested have repayment period within 3 months and there is no limitation of
people. This is because the limitation of wages increases which appeared in some industries such as Food, Electronic, etc. together with the rise of business transformation to be more automated. In
foreign ETF operator is not subject to limitation or suspension of business or revocation of license or registration as securities business operator by foreign regulator, and such certification shall be
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
property. Such report shall be made by an independent qualified valuer and shall be dated not more than six months before date of lodgment of registration statement. E. Subordination and Limitation of Rights