Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund

Custody of Assets of Clients by Securities Companies

Special Holiday for Securities Companies and Derivatives Business Operators

Custody of Assets of Clients by Securities Companies (No. 3)

Rules and Periods for Report Submission of Securities Companies

Custody of Clients’ Assets by Securities Companies (Codified)

Custody of Clients’ Assets by Securities Companies (No. 4)

under specific law(3) Finance companies/Credit foncier companies/ Securities companies(4) Non-life insurance companies/Life insurance companies(5) Mutual funds(6) Provident funds(7) Private funds in which

: AMARIN CORPORATIONS PUBLIC COMPANY LIMITED AMATA: AMATA CORPORATION PUBLIC COMPANY LIMITED AOT: AIRPORTS OF THAILAND PUBLIC COMPANY LIMITED AQUA: AQUA CORPORATION PUBLIC COMPANY LIMITED ASIAN: ASIAN SEA

Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and