clients.SEC has drafted a regulations in accordance with the principles from the public hearings, incorporating the suggestions of the business operators.  In addition, SEC has revised the criteria for the

principles of technology usage;(3)    Allow fund managers or securities analysts to participate in fintech development/application processes;(4)    Have a control and inspection system for algorithm

follows: (1)      Implement a policy on fintech application at board or executives level ; (2)      Have persons understand the basic principles of technology usage;(3)      Allow fund managers or

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) และ Asia Investor Group on Climate Change (AIGCC) ร่วมจัดงาน

principles for such kind of fund conversion.The key provisions include (1) permission to pay for the purchase of property fund assets during the fund conversion process with trust units or combination of trust

based on existing key principles aiming to ensure that (i) retail fund?s investment units will be allocated to general investors; (ii) retail fund will not be used to seek undue benefit for any particular

obtain insufficient evidences concerning purchasing of machinery and other items as well as non-compliance with generally accepted accounting principles concerning disclosure in the notes to financial

the issuer to support sufficient distribution to retail investors.The proposed amendments have taken into account stakeholders? opinions received from the hearing on the guiding principles conducted in

? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last

earlier collected from the hearing on the guiding principles in January this year. Further revisions were also made to facilitate introduction of diverse investment choices in response to investors? demands