capital market. In order to open an investment account online through NDID system, investors must have a deposit account with a commercial bank and apply the mobile banking service for such account
' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and
ซื้อขายไม่ยากอย่างที่คิด และพิเศษสำหรับผู้เป็น facebook fan page และ mobile application start-to-invest รับของที่ระลึกได้ที่บูธก.ล.ต. เชื่อมั่นว่าประชาชนจะไปถึงเป้าหมายของชีวิตได้สำเร็จ เช่น มีความกินดี
ชมบูธจะได้พบกับประสบการณ์ด้านการลงทุน โดยเรียนรู้ด้านการวางแผนทางการเงิน และผลิตภัณฑ์ทางการเงินใหม่ ๆ ด้วย Mobile App ?start-to-invest? ทางไอแพด และข้อมูลตลาดทุนและบทบาทหน้าที่ของ ก.ล.ต. ผ่านทาง
clients' securities trading orders. She then admitted that the clients' trading orders had been received via mobile phone and via blackberry messenger. In this regard, the aforesaid actions are in violation
client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking
knowledge development, raising the SEC?s efficiency. The SEC last year was awarded ?ICT for society? for its accomplishment in developing the Mobile App ?start-to-invest? to promote financial literacy and
admitted that he had been authorized by his clients to enter securities trading orders on the clients' behalf and then inform such client via mobile phone after the trades were executed. {A} also admitted
orders via mobile phone.Failure to keep a complete record of derivatives trading orders was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
its revenue from providing mobile phone service during the subscribers protection period starting from its entering into the interim subscribers protection measure pursuant to the NBTC’s Notification on