Section 28 of the Derivatives Act B.E. 2546 (2003), which contains certain provisions related to the restriction of rights and liberty of persons, which Section 29 in conjunction with Section 35, Section 36
https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-SEA.pdf HouseStyle liberty under this Emergency Decree are that the law is enacted to ensure the effectiveness of the supervision and
https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-SEA.pdf HouseStyle liberty under this Emergency Decree are that the law is enacted to ensure the effectiveness of the supervision and
/translate-digital.docx HouseStyle liberty under this Emergency Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to
มีประเด็นท่ีกระทบต่อควำมเป็นอิสระ ทั้งควำมเป็นอิสระ ด้ำนจิตใจ และควำมเป็นอิสระอันเป็นที่ประจักษ์ (independence in mind and in appearance) รวมถึง มีกำรกำหนดมำตรกำรป้องกันเพื่อขจัดข้อสงสัยสำหรับปัญหำและ
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
investors, are expected in mid-2019.For the next three years, the SEC strategic plan will continue to focus on expanding the public access to financial planning services to create long-term financial freedom
protection gap existed in investment adviser regulation.” DATA • Freedom of Information Act: Filed a request for all annual Form ADV filings for investment adviser information. + • SEC Investment Adviser
the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
Capital Market 'Work' for Everyone", which aims to drive sustainable growth across all sectors by promoting the importance of freedom and equality." remarked Rinjai Chakornpipat, SET senior executive