units of domestic money market fund; (4) the clients who wish to invest in shares or share warrants of a company and they are existing shareholder of the company while there is such investment. In case
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchan...
Becoming Trust Settlor and Trustee of Infrastructure Trusts; (f) the trustee’s wish to personally assume the trust management relating to investment in other assets, or, to assign such function to other
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
Microsoft Word - Forestry Criteria document_July 2020.docx Climate Bonds Initiative Forestry Criteria Document Forestry* Criteria The Forestry Criteria for the Climate Bonds Standard & Certification Scheme November 2018 * These Criteria also cover the conservation and restoration of non-forested land Assessing climate change mitigation and adaptation aspects of financial products is not straightforward. The benefit of having an authoritative standard eases decision-making and focuses attention o...
power of a well-written letter.” — Jane Austen Collaborative Letters Collaborative letters are beneficial in other circumstances, such as: } When you wish to convey a message of significance and
conclusion, I wish to express my sincere appreciation to the SEC management and staff who have put in tremendous efforts over the years. I am confident that with everyone’s continued support and commitment
to the existing shareholders pro rata to their shareholdings, the Company will allocate the remaining newly issued ordinary shares to the shareholders who wish to oversubscribe for the newly issued
remaining from the first round of allocation to the existing shareholders pro rata to their shareholdings, the Company will allocate the remaining newly issued ordinary shares to the shareholders who wish to
basic asset allocation as prescribed in Clause 34. In the case that the clients wish to invest or enter into transactions which do not comply with the results of the suitability or advice on basic asset