able to complete the engagement within the reporting deadline. 4 Does the firm inform personnel of its acceptance and continuance of client policies and procedures? If yes, mode of communication. If no
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helpful? Yes No Comment
ContactUs Investment Management Supervision Department Tel. +66-2263-6076 Intermediaries Supervision Department Tel. +66-2263-6536 Was this page helpful? Yes No Comment
More Information ContactUs Corporate Finance Department –Equity 1-2 Fund Raising Policy Department Tel.+66-2263-6093 Was this page helpful? Yes No Comment
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responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the adequacy of firm’s procedures? 2 For firms without designated
and continuance of client policies and procedures? If yes, mode of communication. If no, how does the firm inform its personnel or what kind of process that the firm use to ensure that its staff
อดิจิทัล โดยระบบจะแสดงหน้าต่าง Security Alert ดังรูป ให้ตอบ “Yes” 2.10. จากนั้นระบบจะแสดงหน้าต่างให้เลือกใบรับรองอิเล็กทรอนิกส์ ดังรูป ให้ท่านเลือกใบรับรองอิเล็กทรอนกิส์ ของท่าน และคลิก OK 2.11. จากนั้น
apply) Documents Yes No N/A Reasons for No and N/A (1) Form 61-1 F Application for registration as a foreign auditor in the capital market. Signature of the applicant is required. (2) Applicant’s personal