In the current context of business rehabilitation, there is a more diverse range of guidelines for restructuring debts or funds of Rehabilitation Listed Company. Therefore, to ensure that the
exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying
branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in
system, (4) operational and IT management system, (5) database system, and (6) compliance system. Besides, derivatives agents must designate responsible officers to ensure compliance with all rules and
inspection mechanism to ensure that they are properly set up, managed and monitored to prevent savings exploitation or misspending for purposes that have nothing to do with education. For these reasons
Monetary Authority of Singapore to double check UBS?s document to ensure its accuracy and completeness. Regarding Form 246-2 irrelevantly filed with errors by UBS on August 24, 2001, the SEC urges anyone
trading or otherwise, and we shall further our investigation by virtue of the SEA and clarify all the facts to the public to ensure market confidence.?
set up system for brokers and press to be able to verify rumor/information with official contact persons. This will ensure correctness of information and prevent rumor spreading. Meanwhile, investors
ensure that mutual funds? NAV does reflect the fair value of mutual fund?s investment and to strengthen investor confidence over investment in mutual funds, the NAV calculation needs be adjusted to cope
proportion in core business from the minimum of 75% of the total number of voting rights to that of 50%, strengthening investor protection by revising rules on holding company?s investment structure to ensure