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The Securities and Exchange Commission

The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 20:10 Recent Enforcement Enforcement Search Please enter search criteria Name

https://market.sec.or.th/public/idisc/en/Enforce

Investor Alert : Application Upbit Deal (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.)

Application Upbit Deal (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.) : Unlicensed digital asset business (Disclosure Date : 29/12

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=021&CaseYY=2564

Investor Alert : Application Upbit Global Block (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.)

Application Upbit Global Block (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.) : Unlicensed digital asset business (Disclosure Date

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=022&CaseYY=2564

Investor Alert : Application Upbit Deal (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0021&CaseYY=2564

Investor Alert : Application Upbit Global Block (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0022&CaseYY=2564

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Facebook Page ชื่อ Stock Market of Thailand

Facebook Page ชื่อ Stock Market of Thailand - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 23/11/2566)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='386&CaseYY=2566

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='0386&CaseYY=2566

SEC Thailand’s public hearing on the proposed draft of law amendment relating to the supervision of securities and exchange.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=732

SEC, SET, IAA join hands to develop 100 quality stock research papers for 3 yrs

SEC Secretary-General Ruenvadee Suwanmongkol said that the SEC emphasizes the role of the capital market in providing reliable and sufficient information to support investors' decision making

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8243

SEC Thailand’s Public Hearing on Revision of Regulation on Purchasing or Selling Listed Securities Outside the Securities Exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=547