Microsoft Word - ลำดับที่ 34_39_สธน26-49.DOC (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company _____...
may arrange a sales promotion provided that the sales promotion; (1) does not incentivize or precipitate the investors to invest in the units regardless of the basic information essential to an
.................................................................................................... 58 5. Essential Criteria ............................................................................................. 61 5.1. Do No Significant Harm
. Standards, assurance and certification will be essential to improved confidence and transparency, which in turn will enable further strong growth in the market. The Climate Bonds Standard and Certification
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and its member countries. Such leadership is essential to continue to make the link between these recommendations and the achievements of global climate objectives. Leadership from the FSB is also
particular markets or where holdings are below a certain scale threshold, this should be clearly disclosed to clients or beneficiaries. Voting is not an end in itself but an essential means of ensuring that
(2). Clause 16 An applicant shall demonstrate that the laws and regulations of foreign jurisdictions being applicable to an applicant shall have rules relating to corporate governance and essential
quality financial report is an essential tool that provides useful information for users of financial statements, especially investors, so they can make well-informed financial decisions. This type of
Meeting on October 21, 2010 in Bangkok. essential. This requires establishment of good corporate governance, transparency and protection of investors’ and shareholders’ rights. Meanwhile, as investors will