investment unit brokerage to maintain ongoing capital at a ratio appropriate for their business and in line with international standards. In addition, the new rules would enhance business continuity while
repeal of the trading lock-up rules whereby an offer for sale of shares that have been sold at a lower price than the SPO price are prohibited. This is to enhance the SPO process and allow an appropriate
countries were accordingly held to enhance the cooperation and consultation with a view to accomplishing comparable quality of audit work and financial reports across the region.The 3rd ASEAN Audit Inspection
, trustworthiness, and competitive advantage. ?The SEC wishes to enhance the roles of audit committee by prescribing proper educational background and accounting experiences, extending scope of roles and duties to
Bangkok, February25, 2015 ? The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to enhance competitiveness of the businesses never once
efficiency, reduce costs, enhance transparency and strengthen competitiveness of business operators. In addition, investors and issuers will benefit from cost reduction and convenient access to capital
digitalized world Explore the viewpoints of new technologies, which facilitate investors of all ages to access a wide range of financial products and services. How can innovation enhance financial literacy
promotion of other types of mutual funds to enhance clarity and appropriate flexibility for such activities. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are
securities. SEC has taken measures to enhance the efficiency of the bond market ecosystem and so far has made progresses in certain areas.” To ensure that the policies, directions, goals and key guidelines
securities, and enhance investors’ confidence. According to the proposed regulations, the terms, “executive” and “business in the group” would be defined in accordance with the legal presumption under the