fact nonexistent and could not be collected from the company’s clients. The four persons shared the roles in this regard to order a record of false income. In addition, the criteria for advertising sales
or facilitation for Mr. Chiyachantana in committing the offense. The case was related to the selling and buying transaction of land and building where WORLD entered into a contract, paying 30 million
reasons, as an additional report, which is approved by the company’s board or audit committee. The SEC is confident that business operators’ implementation of this manual would not only help them achieve
complaint against the 13 offenders with the ECD for consideration of legal action. Since their wrongdoing is considered a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), as amended
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
Act B.E. 2535 (1992), namely an imprisonment for a term of two to five years and a fine from 200,000 baht to 500,000 baht and a further daily fine not exceeding 10,000 baht while the contravention
, which was deemed a failure to comply with the investor’s order. {A}’s misconduct above contravened rules and regulations set forth in the Notification of the Capital Market Supervisory Board.* In
the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant for 4
reviews and revisions in going forward. In this connection, related supervisory policies and measures were endorsed by both parties. “This collaborative meeting is a good opportunity for reinforcing
บริหารธุรกิจ มหาวิทยาลัยเชียงใหม่ 13:45 นำเสนอผลงานวิจัยเรื่อง " Bitcoin or Gold for a Diversifier? Tales of Pre- and During the COVID-19 Crisis " Dr. Yosuke Kakinuma อาจารย์ประจำคณะบริหารธุรกิจ มหาวิทยาลัย