) prevent dishonest acts of its personnel; (b) prevent the management company from violating or failing to comply with laws which may affect the overall creditworthiness of its business undertaking; and; (c
conflict of interests, oversee dishonest acts or connected transactions of directors and executive, as well as to ensure that executive director has performed duty in accordance with the assigned authority
guidance on the tracking of eligibility status during the term of the bond. Their draft recommendations are refined through engagement with finance industry experts in convened Industry Working Groups and
checklists will be further refined for better effectiveness and ensure important issues are covered. The guidelines will also be developed into case studies to educate staff. • We reviewed standards and
bond. Their draft recommendations are refined through engagement with finance industry experts in convened Industry Working Groups and through public consultation. Final approval of Sector Criteria is
tracking of eligibility status during the term of the bond. Their draft recommendations are refined through engagement with finance industry experts in convened Industry Working Groups and through public
application with the SEC Office, provided that the action taken hereto shall base upon the commission of the following offences: (a) an offence regarding dishonest acts in relation to accounting professions or
or omits to act in order to obtain unlawful gains.) Section 312 ( Director or manager permits another to commit dishonest act in the account or document) and; Section 313 (Increasing penalties for
period of not less than 3 years in connection with the commission of the following offences; dishonest acts in relation to accounting professions, an offence regarding documents or accounts as specified
commission of the following offences; dishonest acts in relation to accounting professions, an offence regarding documents or accounts as specified by Section 312 of the Securities and Exchange Act of 1992