securities for return; (8) placing or accepting collateral by transferring the ownership of the securities used as collateral to the receiver of the collateral only in the case of securities borrowing or
shareholding of the same group: (a) Top 10 highest shareholders; (b) The majority shareholders whose behaviors materially influence management policy-making or the Company's operation (for example, assigning a
shareholding of the same group: (a) Top 10 highest shareholders; (b) The majority shareholders whose behaviors materially influence management policy-making or the Company's operation (for example, assigning a
Conditions in Outsourcing Operational Function ______________________________ Clause 20 An intermediary shall arrange to have a written contract assigning a third party to be the service provider for function
Conditions in Outsourcing Operational Function ______________________________ Clause 20 An intermediary shall arrange to have a written contract assigning a third party to be the service provider for function
Conditions in Outsourcing Operational Function ______________________________ Clause 20 An intermediary shall arrange to have a written contract assigning a third party to be the service provider for function
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
selling, transferring, leasing out or granting the rights in the infrastructure asset to the trust in the manner that may obstruct the financial advisor from independently conducting the due diligence on
และพนักงานปัจจุบันให้สามารถปฏิบัติงานได้อย่างเท่าทัน กับพัฒนาการของตลาดทุน และเทคโนโลยีต่าง ๆ รวมทั ้งเพิ ่มด้านการส่งต่อองค์ความรู ้และประสบการณ์ 23 (Capturing, sharing & transferring knowledge) ให
, and fund purchasing. 3.3 LH Bank PromptPay Service is a new transfer service for reduce the cash using and easy financial transferring which requires transferees to link their national ID or mobile