2016. Investment consultants must not abuse their duties to seek unfair benefits from investors no matter with or without clients? consent. In any case, the SEC takes strict action against all offenses
of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of consent to the civil sanction and fully complied therewith
consent to the civil sanction and fully complied therewith, as follows: (1) Jajjai paid a civil penalty of 1,249,000 baht and a compensation of 999,200 baht for the received benefit, totaling 2,248,200 baht
penalty. All of them signed a statement of consent to the civil sanction. Sittichai and Tanika paid a civil penalty at an equal amount of 81.98 million baht, while the five accomplices paid 500,000 baht
executive at any securities issuing company and securities company for 12 months each. The banning period shall begin from the date when each offender signs the letter of consent to comply with the civil
consent to comply with the civil sanction. In case any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public
the conditions that the REIT has been granted approval from the REIT Unitholders’ Extraordinary Meeting in entering into the related transactions and executions and given consent by the Office of the
of the SEC Office; and (2) file the said information, a certification, and a consent letter in Form 35-E1 provided in the system according to (1) together with the following documents and evidence: (a
governance), nor the labelling of the SLBs which the final decision is left to CHANEL. This opinion does not constitute a verification or certification. Our opinion is built on the review of the following
Digital ID (NDID) program – which will become the nation’s centralized system for digital identity verification and authentication – are as follows. 3 1. Banks must seek consent from customers and inform