persons at a price significantly higher than the price purchased from TOPLINE. Moreover, Miss Orranan committed siphon money received from the sale of TOPLINE condominiums away from TOPLINE. These act of

price purchased from TOPLINE. Moreover, Miss Orranan committed siphon money received from the sale of TOPLINE condominiums away from TOPLINE. These act of six persons caused damage to TOPLINE in

; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make

Court ruled against the accused for violating Section 56, Section 274 paragraph 1, and Section 300 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the

to deceive other persons. Mr. Bhusana committed a fraud by misappropriating money of IEC through the selling transactions of thermoplastic of an IEC project in Rayong province. In so doing, Mr. Bhusana

Conduct for approved investor contacts. Each sanction runs for a period of one year, starting from November 21, 2006. Saranporn and Surat committed connected misconducts when the former allowed the

Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers

According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a

law having measures for investor protection comparable to those provided under the SEA. Furthermore, penal provisions will also be amended to punish those committed offences under the SEA overseas but

Section 300 with Section 56, Sections 59, 238, 241, 246, 274, 275, 296, 298 and 312 of the SEA in conjunction with Section 83 of the Penal Code. As Kittipat committed several distinct and different offences