Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries

Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries

Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries

Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries

Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries

The SEC appointed the following qualified experts as directors of the board of Stock Exchange of Thailand (SET), effective August 11, 2004 onwards, namely: 1. Mr. Olarn Chaipravat (expert from

Bangkok, December 17, 2007 ? The SEC Board at the Meeting No. 12/2007 held on December 14, 2007 has approved the amendments to the rules issued by the SEC and the Stock Exchange of Thailand regarding

Bangkok, December 17, 2007 ? The SEC Board at the Meeting No. 12/2007 held on December 14, 2007 has approved the amendments to the rules issued by the SEC and the Stock Exchange of Thailand regarding

Bangkok, June 12, 2009 ? The SEC Board Meeting No. 8/2009 today approved revision of rules governing private fund management business to reduce operating costs and increase flexibility for business

Bangkok, February 11, 2010 ? The SEC Board today approved in principle investment in foreign exchange derivatives or structured notes for investment purpose by mutual funds and retail private funds1