, designing mutual funds according to the investment policy, assets to be invested, payment period, investors’ expectation regarding unit selling, risk monitoring throughout the scheme term, obtaining diverse

region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from 15-16 June 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was

region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from June 15-16, 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was

The MOU is a fruitful result of the collective cooperation of the four organizations in ensuring that their respective policies and oversight frameworks for personal data protection as well as

Secretary-General Pornanong Budsaratragoon said: “The SEC focuses on both the development of the digital asset market and the supervision of digital asset business operators. We consider the characteristics

misunderstanding that deposit taking and lending services are under the same supervision as regulated digital asset businesses. Under the SEC’s policy, digital asset business operators are not allowed to provide or

. In addition, the draft regulation is expected to further clarify the scope of supervision of digital asset businesses because they are not under state oversight. The SEC conducted a public hearing on

in various countries have expressed views and laid out guidelines for digital asset oversight that vary in degree of strictness.  We take this opportunity to organize the 1st SEC Thailand

certain periods. KBank has a monitoring process and control measures in place to ensure that risk is within an acceptable level. Foreign exchange risk management 16 is under supervision of the Assets and

high score. 17 Ineffective monitoring for staff trainings To avoid their audit staff’s capabilities being called into question, audit firms should highlight the importance of learning and keeping the