| - |- Guideline on the commencement for operation of securities / derivatives business | - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency
| - |- Securities Brokerage (Section 113) | - |- Securities Dealing (Section 114) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books
) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration
of income earned from rental fees in the fiat currency**.SEC has revised the following regulations to issue the real estate-backed ICO with a proper mechanism to protect investors’ rights.1. Appoint
SEC Thailand’s Public Hearing on Drafted Regulations for Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (Codified) The SEC Thailand
result of the continuously affected from Thai Bath strengthen to US Dollar (Which is the company's main currency), resulting in the company recognized revenue from sales of foreign currency decreased
e-service Online Submission See canceled document Securities Brokerage Business >> Brokerage of capital market product denominated in foreign currency Type Title Section See Document Status Notified
e-service Online Submission See canceled document Securities Dealer Business >> Dealer of capital market product denominated in foreign currency Type Title Section See Document Status Notified Date
revised. In addition, the proposed revisions also cover some items under the capital requirement calculation; for example, account receivables of cash balance account, big lot transaction, foreign currency
transaction with details as follows: Invest in short term Bill of Exchange in Thai baht currency with specified the Beneficiary Transaction Date Within September 2017 Counterparty Country Group Securities