Quality Assurance Review Panel, arranging for further clarification by the person under consideration. 1The Quality Assurance Review Panel under Paragraph 1(2) shall consist of a group of experts, at least
has an interest, whether directly or indirectly, in such mutual fund or management company in a manner that may cause unfair, non-impartial and non-independent in arranging the mutual fund rating; (8
needed for making investment decisions to clients, as well as arranging clients’ information in support of the management company ’s consideration of the application thereof, and providing consultation to
to the management company for considering an approval; (2) disclosure of information or documents needed for making investment decisions to clients, as well as arranging clients’ information in support
can be promptly retrieved and inspected by the SEC Office. In arranging the giving of advice by a foreign securities business operator , a securities company licensed to undertake securities business in
date in such a manner that can be promptly retrieved and inspected by the SEC Office. 3In arranging the giving of advice by a foreign securities business operator, a securities company licensed to
needed for making investment decisions to clients, as well as arranging clients’ information in support of the management company’s consideration of the application thereof, and providing consultation to