step ensures that the measure to be taken is appropriate, practical and respectful to stakeholders’ rights 6. The proposed rule is considered by the relevant sub-committee The sub-committee members
Companies No. Sor Jor Kor Ror 1/2561 Re: Mutual Fund Performance Measurement and Presentation Standards ). 3.3 Where necessary and appropriate, the SEC is empowered to instruct the company to act
industry development and appropriate investor protection. Given the 24/7 non-stop operation of businesses related to digital assets and the accommodation of cross-border/borderless transactions, it is also
majority of the relevant governing body are non-practitioners (with an appropriate cooling off period for former auditors); and - Funding of the regulator is free of undue influence by the audit profession
extension of financial assistance period to APCON deems an appropriate and beneficial since allow APCON to allocate cash flow of the business more appropriately and will encourage the other projects
the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time
appropriate measures to achieve intended outcomes with careful consideration of the impact of interventions on relevant parties and the ability to monitor implementation. The SEC believes that measures should
, appropriate and efficient. In addition, to observe the independence of the internal audit unit, as well as to approve the appointment, transfer and dismissal of the head of the internal audit unit or any other
operating system that is appropriate for servicing customers and is consistent with practices set out under the rules prescribed by the law governing securities and exchange, and that its head office is able