) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 4
-Unofficial Translation- Ministerial Regulation(B.E. 2532) Promulgated under the Provident Fund Act B.E. 2530 (as amended)* By virtue of Sections 4 and 6 of the Provident Fund Act B.E. 2530, the
Business for Licensed Derivatives Broker (No. 2) dated 02/05/2006 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
technology security as specified in the notification of the SEC Office. 3 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
technology security as specified in the notification of the SEC Office. 3 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
day of June 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Capital Market Supervisory Board 1 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 25/2554 Re
provide a system for recording, examining and reviewing the clients’ information so as to ensure that such information is correct complete and current throughout the period of derivatives trading. 1 Amended
provide a system for recording, examining and reviewing the clients’ information so as to ensure that such information is correct complete and current throughout the period of derivatives trading. 1 Amended
January 2024 | No. 16 / 2024 Bangkok, 18 January 2024 – The Securities and Exchange Commission (SEC) has amended the regulations on the initial coin offering (ICO) of investment token, digital asset
Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the