e-service Online Submission See canceled document Others (Securities Business) >> Others   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the

e-service Online Submission See canceled document Marketing >> Code of Conduct   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   113 12

e-service Online Submission See canceled document Marketing >> Fees   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   14 12/03/1992 16

e-service Online Submission See canceled document Bond Dealer and Underwriter >> Fees (section 14 and 19)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Bond Dealer and Underwriter >> Major Shareholders (section 90 and 91)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Others (Securities Business) >> Securities Registrar Business (section 222)   Type Title Section See Document Status Notified Date Effective Date 1

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e-service Online Submission See canceled document Bond Dealer and Underwriter >> Statutory Disqualifications for Management (section 103)   Type Title Section See Document Status Notified Date