case and found that the aforesaid persons jointly operated securities business without a license in violation of Section 90 of the Securities and Exchange Act B.E. 2535 (SEA). The said actions were
the United Nations Center in Vienna, Austria. The aforesaid Draft Act is a collective effort of the Business Security Law Drafting Task Force, which comprises representatives from public and private
SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai
, “Leadership Role and Sustainable Business,” and the launch of Gender Corner. The event aimed to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for
Bangkok, August 16, 2016 ? The SEC is urging the shareholders of Adamas Incorporation Public Company Limited (ADAM) to thoroughly study the proposed share acquisition for business takeover of
18. Tuesday 31 December New Year’s Eve For all securities companies and derivatives business operators in Narathiwat, Pattani, Yala, Satun, and Songkhla provinces, extra holidays are
License Check banner. Suspicious unlicensed securities business operation can be informed for further investigation at the SEC hotline 1207. Information contained in this news release is as of the
application rejection this time does not invalidate their right to apply for a digital asset business licence in the future as long as the application criteria are met.The application for a digital asset
company's right to apply for a digital asset business licence in the future as long as the application criteria are met.For more details of the rules and regulations governing application for digital asset
business with custody of clients’ assets; (3) 25 million baht for undertaking securities business in the category of mutual fund management or private fund management to provide