{C}, investment consultants of a team, they jointly submitted the securities trading orders and informed the client afterwards. The client accepted the transactions while certain communication record

ในวันที่ 23 กรกฎาคม 2563 เวลา 9.30-11.30 น. สามารถร่วมแสดงความคิดเห็นผ่านทาง Microsoft Team (virtual meeting) และ Facebook Live เพจสำนักงาน ก.ล.ต. หรือ เพจ Law Chula ทั้งนี้ สามารถดาวน์โหลดเอกสารและลง

SEC Secretary-General Pornanong Budsaratragoon, along with the SEC Management Team, held the joint meeting with AIMC President Chavinda Hanratanakool and senior executives from 26 asset management

also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm.  As such, the auditing must be carried out

this year, totally at THB 88.7 million, increased from the prior year by THB 18.1 million or 25.6% which was mainly from employee benefit expenses which the Group has increased in management team and

details of business plans, products, platforms or working team. The SEC therefore strongly urges the interested public to become fully aware of the related risks, and contact properly licensed digital asset

), led by Secretary-General and the management team, today has convened a meeting with the Thai Digital Asset Operators Trade Association (TDO), led by President Att Tongyai Asavanund and member

important that the SEC team, as a change agent, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition

need to resign; · require the documentation of all considerations and justification where firm chooses to safeguards against rather than eliminate a threat; · prohibit audit team members from making or

of all considerations and justification where firm chooses to safeguards against rather than eliminate a threat; ·    prohibit audit team members from making or assuming responsibility for management