Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113
information, documents and evidentiary documentations relating to Finnomena's business which are Finnomena did not centralize the information and provide the complaint screening procedure. SEC Act S.113
Summary of Class Action under the Civil Procedure Code Tanaporn Farungsang Litigation Department The Securities and Exchange Commission, Thailand (SEC) Definition Class action is a type of civil
and efficiency of the capital market. This will contribute to the robust and sustainable growth of the economy. We envision opportunities for developing the Thai capital market to support the
หนังสือส่วนรับรองความถูกต้อง SCBGEESG หนังสือชี้ชวนส่วนรับรองความถูกต้องครบถ้วน กองทุนเปิดไทยพาณิชย์ Global Sustainable Equity SCB Global Sustainable Equity Fund (SCBGEESG) “บริษัทจัดการกองทุนรวมได้
การของ ก.ล.ต. ในการส่งเสริมการเงินที่ยั่งยืน (sustainable finance) ผ่านกลไกตลาดทุนไทย พร้อมสนับสนุนการออกตราสารหนี้ยั่งยืน (green, social, sustainable bond) ซึ่งปัจจุบันมีผู้ออกตราสารหนี้ยั่งยืนแล้ว 8
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