measure to allow the intermediary to access the information related to the trading of capital market products by the employees and their connected persons. The employees under the first paragraph shall mean
controlling its business by mean of maintaining capital adequacy and capital reserve as prescribed by related rules. Provided that, after submitting an application, if it appears that the applicant can not
Clause 4 (1): □ (1) Certificate from the organization controlling its business by mean of maintaining capital adequacy and capital reserve as prescribed by related rules. Provided that, after submitting an
securities company shall keep all related documents until the handling of such complaint was completed. In case where an advice or a negotiation is made by mean of telephone or via electronics, the securities
finish within specified period of time, the securities company shall keep all related documents until the handling of such complaint was completed. In case where an advice or a negotiation is made by mean
time, the securities company shall keep all related documents until the handling of such complaint was completed. In case where an advice or a negotiation is made by mean of telephone or via electronics
challenge has been made to the whole panel of arbitrators. If the challenge is not sucessful, the arbitral proceeding shall continue. However, the challenge or the withdraw of arbitrators shall not mean the
arbitrators. If the challenge is not sucessful, the arbitral proceeding shall continue. However, the challenge or the withdraw of arbitrators shall not mean the acceptance of the correctness of the cause of the
of Securities Which Are Not Debt Instruments dated 26 September 2000 shall mean reference to this Notification. Notified this 3rd Day of August 2009. - Signature - (Mr. Vijit Supinit) Chairman