business operations, with a focus on investor protection. (3) Modifications and amendments to other related principles. For example, revision to the oversight of persons with the power of
not subject to Thai law and supervision of the Thai regulator. In addition, discussions with relevant enforcement agencies have raised concerns that digital assets may be used as a tool to commit
/ bonds with a bondholders' representative). (Original requirements) - Applicable to the offering of bonds only. - Application shall be submitted for an approval. The following qualifications will be
the mutual fund may contravene the government policy relating to the capital market. (3) The management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The
company must consider possible impacts on the unitholders. (3) A resolution of the unitholders, pursuant to rules specified in the scheme and the commitment, is obtained. (4) In requesting a resolution
provident funds 2.1 Disclosure of Information After a private fund management agreement has been executed, the private fund management company shall disclose the following information to its client: (1
management of the same mutual fund management company by using such securities or other assets; (3) The mutual fund management company is unable to make a redemption payment in cash; (4) The
protected by Thai laws and may fall victim to frauds and scams as well as money laundering schemes. With reference to the recent occurrence, a foreign private digital wallet service provider has solicited
? best interest (putting investors first). This has led to a better process of product offering and the introduction of machine readable and Open API data presentation to accommodate further data analysis
Thai Investors Association (TIA)*. Retirement Checkup is a user-friendly tool for self-assessment of financial well-being to give investors and the public an overview of their readiness for retirement