. Victor was then a UOB Kay Hian Co-CEO, a chief of institutional client unit and direct supervisor of the staffs providing services to institutional clients. Although, the Stock Exchange of Thailand
.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action
MACO’s entire advertising media in Thailand because MACO plans to change its business direction, from direct provider of advertising media services to owner of advertising media. According to the new
mentioned above – having business relationships and/or direct personal relationships or connection through related persons – collaborated and sent trading orders of shares of Nation Multimedia Group Public
in a form that the computer can read and readily process (machine readable data). Data can be obtained by means of code-writing for direct data query. SEC anticipates that this information service
Making an initial and direct contact with the compliance unit of the securities / derivatives intermediary under complaint would allow the intermediary to rectify or take necessary action before further
force Regulation 10 Source: Morningstar Direct complied by RD of Thai SEC as of 31 December 2016. The sample of 199 market wide equity funds exclude those funds investing with specific rules or
-based wealth is easier to spend on blockchain-based assets. Advantage #2 Most blockchain-based metaverses issue their own cryptocurrency which can be used to purchase assets. → direct linkage between one
• Benefits to Organizations and value chain • Alignment with business and sustainability strategies (somehow can solve threats) • Linkage and holistic analysis (direct and indirect) • Timeline (Short term
assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and coordination in case of a foreign company Attachment 2: Details of the