) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing

Thai Institute of Directors (Thai IOD) deemed that it is its mission to assist our members to put these guidelines into practice. In preparing the Director Compensation Best Practice, the Thai IOD

Thai Institute of Directors (Thai IOD) deemed that it is its mission to assist our members to put these guidelines into practice. In preparing the Director Nomination Best Practices, the Thai IOD

be prudent. The management company should examine the procedure for obtaining the resolution and vote counting. In preparing a report on the resolution in order to amend the mutual fund scheme, the

laws and related rules in which the management company should be prudent. The management company should examine the procedure for obtaining the resolution and vote counting. In preparing a report on the

applicant and capable of preparing the financial statements of the applicant for the latest period which shall be submitted to the SEC Office together with the application within the specified period of

stakeholders with a pivotal role in preparing accurate and quality financial reporting from the beginning are chairman of the board of directors, chief executive officer (“CEO”), chief financial officer (“CFO

workshops for our auditors, as well as for the auditors preparing to register with the SEC, as we seek to expand the pool of the SEC-registered auditors. Being well aware of the fact that the quality of

and monitor the investment of those persons; (3) preparing a measure for pursuing, controlling and monitoring compliance with the system and measure as prescribed in sub clause (2); (4) determining for

the following details. In addition, such method and procedure shall be consistent with and suitable for each type of capital market products or services: (1) a procedure for preparing communication and