in becoming the wealth advisor.The wealth advisor may choose to carry out the wealth advice services according to its business model within the scope of the license obtained and must have the
, vested on the court of justice. The SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant
, cash flow within the group, and monthly payment made to seven aiders and abettors. The SEC also obtained statement from some suspects admitted the facts regarding the control of the manipulating scheme
Management, obtained CAC certifications. By the end of this year, all securities and asset management companies are expected to be certified and further details on progress will be disclosed.Apart from
companies or executives, news release or media interview should be given when the SEC approval has been obtained and accounting issue has been concluded. Giving new release or interview concerning projected
, they can seek advice on IPO and listing requirements from financial advisors, auditors, the SET and the SEC. Participants obtained the SEC?s approval for going public within 2014 will be awarded a plate
Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator
arrangement after having obtained special resolution of the unitholders. (3) If the mutual fund management company is unable to obtain specialresolution of the unitholders for an arrangement with a new
(3) Mr. Monthon Chatuwallopkul, jointly failed to perform their duties with dishonest intent and obtained unlawful gains for themselves or another person which caused damage to UWC or deprived UWC of