developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets , SEC must closely monitor and supervise digital asset https://www.sec.or.th/EN/Pages
monitor https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 Investor Alert : DGC ( Digital Gold Coin) DGC ( Digital Gold Coin) : Unapproved public offering of digital token (Disclosure Date : 13/04
1.5 Where an Institutional Investor outsources its stewardship duties and responsibilities, the Institutional Investor should monitor the discharge of these duties and responsibilities to ensure that
will closely coordinate with the SET to monitor stock trading activities and solve the problem in advance. Another aspect of the supervisory task is to improve risk management procedures of securities
necessary, the SEC Office upon approval of the SEC may revise or modify the operating plan; in such regard, the provision in the first paragraph shall be applicable, mutatis mutandis. The operating plan of
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary , in order to monitor the compliance with this
Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand JANUARY 2013 Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand January 2013 Acknowledgements This assessment of corporate governance in Thailand has been prepared by David Robinett, Ratchada Anantavrasilpa, and Catherine Hickey of the World Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Pro...
screen resolution. สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ 333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขตจตุจักร กรุงเทพมหานคร 10900 กรณีมีคำถามในการใช้ระบบงาน กรุณาติดต่อ Service Desk Service Desk โทร
ราด ค้นหาจากชื่อ : Best viewed with Internet Explorer 8 or later at 1024 x 768 or higher screen resolution. สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ 333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขต
regulations ë Monitor submission of reporting requirements and information disclosure to assure a sound financial condition and capital adequacy according to rules and regulations ë Conduct routine inspection