งมากเกินไป (counterparty limit) - การกนัทรัพยสิ์นสภาพคล่องใหเ้พียงพอเพื่อใหม้ัน่ใจวา่ กองทุนจะสามารถส่งมอบ ทรัพยสิ์นหรือช าระค่าสินคา้ไดต้ามขอ้ก าหนดในสัญญา (cover rule) - การค านวณอตัราส่วนการลงทุนส าห
financial instruments or transactions. Additionally, the fund would be allowed to invest without single entity limit and concentration limit, with at least 10 unitholders.*** The management of the distressed
conversion price. The said instruments will be permissible for investment of mutual funds, except money market funds, under certain investment limit. The relevant regulations are expected to become effective
customers or the public in any matter concerning the price, value and nature of the securities involved; (3) engage in any act which may cause damage or constitute an unfair advantage to its customers or
strategically located in Ain Sokhna free trade zone, North West of the Gulf of Suez and thus providing logistical advantage when sourcing feedstock and delivering end products in key markets, domestically and
this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of
, trustworthiness, and competitive advantage. ?The SEC wishes to enhance the roles of audit committee by prescribing proper educational background and accounting experiences, extending scope of roles and duties to
advantage of the auditor?s report before making investment decisions and be able to apply it appropriately for stakeholders? best interest and the sustainable development of the reilable financial reporting
misconduct was deemed taking an unfair advantage of other persons in violation of Section 241 and liable to penalties under Section 296 of the Securities and Exchange Act. The Criminal Fining Committee has
customers or the public in any matter concerning the price, value and nature of the securities involved; (3) engage in any act which may cause damage or constitute an unfair advantage to its customers or