, insightfulness, collaboration and integrity. Market participants and stakeholders can rest assured that the SEC will move forward with all sectors to achieve the goals set forth in the strategic plan and the
Client Acceptance: Firm's Reference /Guidance Notes Description 1 The standard documentation highlights all important matters for consideration, including: • integrity and identification checks on client
investor confidence and trust but also ensuring business integrity and creating long-term business value. In conducting its leadership roles and responsiblilities, the board should strive for the following
index price movement, price of a group of securities, price of investment unit of mutual funds or group of financial instruments of which the underlying securities are equities and debt securities under
size changes at threshold prices may attract more trading activities of investors who would like to bet on short-term movement around threshold prices as long as their own estimate convinces them that
from the responsible asset management company. In any case, investors should not leave their fund passbooks and savings passbooks with bank officials. Also investors should monitor movement of mutual
comprehensively study the contract specification, i.e. category or type of underlying assets or variables, contract size/unit/multiplier, minimum price movement, daily price limit, last trading day, settlement day
comprehensively study the contract specification, i.e. category or type of underlying assets or variables, contract size/unit/multiplier, minimum price movement, daily price limit, last trading day, settlement day
futures, the investor should comprehensively study the contract specification, i.e. category or type of underlying assets or variables, contract size/unit/multiplier, minimum price movement, daily price
extremely high volatility which included triggering the SET circuit-breaker 3 times. Each large movement also triggered a massive change in the Delta hedge position within a very short period of time. These