the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
PowerPoint Presentation TFRS: Practical issues and challenges SEC Thailand 27 - 28 September 20211 Disclaimer • The views and opinions expressed in the following slides are those of the individual
built a zone of stability, democracy and sustainable development while maintaining cultural diversity, tolerance and individual freedoms.
Important points Who are the directors or executives? What is the scope of their powers? Who are the independent directors / Audit Committee (AC) to act for the interests of individual investors? What is the
and procedures for engagement supervision? which include: (a) Tracking the progress of engagement. (b) Considering the competence, capabilities and experiences of individual members of engagement team
redemption as specified by the mutual fund management company and disclosed in the scheme: (1) An individual limit; (2) A total limit of the mutual fund in proportion to the investment in or the holding of
redemption as specified by the mutual fund management company and disclosed in the scheme: (1) An individual limit; (2) A total limit of the mutual fund in proportion to the investment in or the holding of
DIRECTORS, SENIOR MANAGEMENT AND ADVISERS A. Directors and Senior Management5 1. Provide the names, nationality, addresses and functions of the issuer's directors and senior management or the person within
clients: (1) any person who is sixty years old or older; (2) any person with limited knowledge on finance or no investment experience; and (3) any person with limitations on communication or decision-making
clients: (1) any person who is sixty years old or older; (2) any person with limited knowledge on finance or no investment experience; and (3) any person with limitations on communication or decision-making