including the work-from-home cooperation, the SEC adopted a remote approach for inspection of audit firms’ quality control systems, which enabled the SEC to maintain a regular inspection of such systems. In

(including their controlling shareholders), and asset managers that good corporate governance improves returns and better manages risks has led to a virtuous circle of engagement, dialogue, and governance

raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data

the company and conducted consistent investigations as authorized by law. The enforcement under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) encompassed various aspects, including

” concept. All of these endeavors aim to understand and anticipate each individual customer’s needs under the “Segment of One” concept, and to provide smart, personalized financial and life solutions to the

sanction /1 Including investment analyst Types of Personel or Professionals/ Year 2023 2022 Page 1 of 5 Statistics of Administrative Sanction (As of 31 December 2023 Business Operator Personnel Director

out a comply or explain approach to adhering to any policy on high-impact activities. Establish a formal investment policy on fossil fuels and other high-impact sectors and activities including

ordinary shares whether in whole or in part and whether in a single offering or 3 multiple offerings including the determination of the offering period, the offering period, sale price, subscription and

accordingly. One Report combines the disclosure of business performance and ESG efforts, including human rights protection and carbon emissions. The SEC would like to thank the World Bank Group for preparing

of the management in order to assist investors to better understand the company's financial status and operation. It also supports the "Good Corporate Governance Project" of the Securities and Exchange