concerning the provision of this notification to ensure the clarity of practices and to facilitate the inspection process of the Office. Clause 21. In case where it appears to the Office that the securities

this notification to ensure the clarity of practices and to facilitate the inspection process of the Office. Clause 21. In case where it appears to the Office that the securities company violates or

for more clarity in practice and for the SEC Office’s examination of such matters. Clause 31 In cases where the SEC Office finds that a securities company violates or fails to comply with this

in detail relating to the matters prescribed in this Notification for more clarity in practice and for the SEC Office’s examination of such matters. Clause 31 In cases where the SEC Office finds that a

in detail relating to the matters prescribed in this Notification for more clarity in practice and for the SEC Office’s examination of such matters. Clause 31 In cases where the SEC Office finds that a

Notifications for the purpose of clarity in practice and for inspection by the SEC Office. Clause 34 In the case that the SEC Office finds that a derivatives broker violates or fails to comply with this

, the SEC Office shall have the authority to prescribed and notify any detailed criteria on the matters prescribed in this Notifications for the purpose of clarity in practice and for inspection by the

, the SEC Office shall have the authority to prescribed and notify any detailed criteria on the matters prescribed in this Notifications for the purpose of clarity in practice and for inspection by the

necessary to properly implement the Principles in a specific jurisdiction. Further, the IOSCO CRA Code is not designed to be rigid or formulistic. It is designed to offer CRAs a degree of flexibility in how

customers, the Company still provide necessary services in the shopping malls. The Company implement proactive measures to timely manage the situation rapidly changed by considering all stakeholders. The