risky and complex. Inevitably, however, everyone needs to make investment to obtain higher returns, at least to beat inflation. The SEC has put effort to educate investing public in a variety of
ตลาดหลักทรัพย์ including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through
that are created, sent , received, stored or processed through electronic procedures https://publish.sec.or.th/nrs/3808pe_r.pdf ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers
high emissions are most affected. • Substitution Risk: Will customers seek lower carbon alternatives? Emission-intensive companies will be most affected • Technology Risk: Will technologies be developed
Bangkok, February 12, 2013 ? The SEC places a high priority on raising the quality of information disclosure of listed companies, particularly management discussion and analysis (MD&A) in the annual
a filing and a prospectus and lessen a duty for digital token portals.Given high risks and uncertainties of a project during pre-ICO and private sale, and limited information disclosure to
was opened by Michelle Bachelet, United Nations High Commissioner for Human Rights, Office of the United Nations High Commissioner for Human Rights (OHCHR).The Forum is considered to be a venue for
institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in
, some brokers issue margin loans at a high proportion compared to their financial position, while many other brokers concentrate their margin loans in a limited number of clients and collateral
หนึ่ง ให้หมายความรวมถึง บุคคลที ่เคยมีความสัมพันธ์ในลักษณะใดลักษณะหนึ่งข้างต้น ซึ ่งพ้นจาก การมีลักษณะดังกล่าวมาแล้วไม่เกิน 3 เดือน ผลิตภัณฑ์ที่มีความเส่ียงสูงหรือ มีความซับซ้อน (risky/complex product