or the failure to give instructions which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 86/2022
year 2021 within the period specified in the notification of the Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. SEC Act S.300
accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 81/2022 Dated 14/06/2022
or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 73/2022
the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 75/2022 Dated
the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various
companies will be required to disclose additional information such as portfolio turnover ratio (PTR), trading costs, and trigger fund. The consultation paper is available on www.sec.or.th. Stakeholders and
instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 33 Criminal Complaint
a duty required to be performed. charge is dropped because of the regulation is amended The law has been amended in a way that favors dropping the charge. SEC Act S.300 in conjunction with 33 Criminal
a duty required to be performed. SEC Act S.300 in conjunction with 33 Criminal Complaint Filed with an Inquiry Official Dated 23/06/2022